REG - Barclays PLC BHP Group Limited - Form 8.5 (EPT/NON-RI) - BHP Group Limited
02/05/2024 10:30
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RNS Number : 0119N Barclays PLC 02 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BHP GROUP LTD
relevant securities this form relates:
(c) Name of the party to the offer with which exempt BHP GROUP LTD
principal trader is connected
(d) Date position held/dealing undertaken: 01 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
ANGLO AMERICAN PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: Ordinary NPV
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 7,936,439 0.16% 6,126,917 0.12%
(2) Cash-settled derivatives: 4,041,669 0.08% 4,190,145 0.08%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
11,978,108 0.24% 10,317,062 0.20%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
Ordinary NPV Purchase 248757 22.1800 GBP 22.0100 GBP
Ordinary NPV Sale 42991 42.6104 AUD 42.2916 AUD
Ordinary NPV Sale 323462 22.1802 GBP 22.0200 GBP
Ordinary NPV Purchase 163801 42.6505 AUD 42.3006 AUD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
Ordinary NPV CFD Decreasing Long 1,000 42.5613 AUD
Ordinary NPV CFD Decreasing Long 3,313 42.3006 AUD
Ordinary NPV CFD Decreasing Long 12,859 42.3200 AUD
Ordinary NPV CFD Decreasing Short 19 22.0700 GBP
Ordinary NPV CFD Decreasing Short 36 22.1800 GBP
Ordinary NPV SWAP Decreasing Short 96 22.0299 GBP
Ordinary NPV SWAP Decreasing Short 104 22.1058 GBP
Ordinary NPV SWAP Decreasing Short 130 22.0716 GBP
Ordinary NPV SWAP Decreasing Short 165 22.1003 GBP
Ordinary NPV SWAP Decreasing Short 195 22.0800 GBP
Ordinary NPV SWAP Decreasing Short 287 22.1048 GBP
Ordinary NPV SWAP Decreasing Short 382 22.0873 GBP
Ordinary NPV SWAP Decreasing Short 389 22.0927 GBP
Ordinary NPV SWAP Decreasing Short 957 22.0794 GBP
Ordinary NPV SWAP Decreasing Short 1,028 22.1104 GBP
Ordinary NPV SWAP Decreasing Short 1,180 22.0700 GBP
Ordinary NPV SWAP Decreasing Short 1,467 22.0849 GBP
Ordinary NPV SWAP Decreasing Short 1,609 22.0770 GBP
Ordinary NPV SWAP Decreasing Short 1,912 22.0819 GBP
Ordinary NPV CFD Decreasing Short 1,961 22.0754 GBP
Ordinary NPV SWAP Decreasing Short 1,996 22.0778 GBP
Ordinary NPV SWAP Decreasing Short 2,541 22.0924 GBP
Ordinary NPV SWAP Decreasing Short 2,747 22.1088 GBP
Ordinary NPV SWAP Decreasing Short 5,110 22.0698 GBP
Ordinary NPV SWAP Decreasing Short 5,272 22.1040 GBP
Ordinary NPV SWAP Decreasing Short 5,459 22.1002 GBP
Ordinary NPV SWAP Decreasing Short 5,610 22.0968 GBP
Ordinary NPV CFD Decreasing Short 7,407 22.1521 GBP
Ordinary NPV SWAP Decreasing Short 10,920 22.1081 GBP
Ordinary NPV SWAP Decreasing Short 11,805 22.0864 GBP
Ordinary NPV SWAP Decreasing Short 14,983 42.3115 AUD
Ordinary NPV SWAP Decreasing Short 26,151 22.0861 GBP
Ordinary NPV CFD Decreasing Short 26,715 22.0942 GBP
Ordinary NPV CFD Decreasing Short 29,416 22.0694 GBP
Ordinary NPV CFD Increasing Long 100 42.3237 AUD
Ordinary NPV CFD Increasing Long 3,171 42.5924 AUD
Ordinary NPV CFD Increasing Short 19 22.0700 GBP
Ordinary NPV SWAP Increasing Short 88 42.5861 AUD
Ordinary NPV SWAP Increasing Short 226 22.0557 GBP
Ordinary NPV SWAP Increasing Short 523 22.0946 GBP
Ordinary NPV SWAP Increasing Short 877 22.1121 GBP
Ordinary NPV SWAP Increasing Short 997 22.1435 GBP
Ordinary NPV CFD Increasing Short 1,029 22.1800 GBP
Ordinary NPV CFD Increasing Short 2,149 22.1138 GBP
Ordinary NPV CFD Increasing Short 2,596 22.1112 GBP
Ordinary NPV CFD Increasing Short 3,128 22.1122 GBP
Ordinary NPV SWAP Increasing Short 10,000 22.0682 GBP
Ordinary NPV CFD Increasing Short 14,445 22.0894 GBP
Ordinary NPV CFD Increasing Short 14,539 22.1129 GBP
Ordinary NPV CFD Increasing Short 30,164 22.1094 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 02 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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