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RNS Number : 0123N Barclays PLC 02 May 2024
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose BARRATT DEVELOPMENTS PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt REDROW PLC
principal trader is connected
(d) Date position held/dealing undertaken: 01 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
REDROW PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 13,920,619 1.43% 6,138,819 0.63%
(2) Cash-settled derivatives: 5,241,223 0.54% 12,514,932 1.28%
(3) Stock-settled derivatives (including options) and agreements to 0 0.00% 0 0.00%
purchase/sell:
19,161,842 1.97% 18,653,751 1.91%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
10p ordinary Purchase 497763 4.5535 GBP 4.5265 GBP
10p ordinary Sale 450491 4.5458 GBP 4.5291 GBP
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
10p ordinary CFD Decreasing Long 69 4.5400 GBP
10p ordinary SWAP Decreasing Long 125 4.5403 GBP
10p ordinary SWAP Decreasing Long 144 4.5381 GBP
10p ordinary SWAP Decreasing Long 185 4.5527 GBP
10p ordinary SWAP Decreasing Long 216 4.5364 GBP
10p ordinary SWAP Decreasing Long 344 4.5534 GBP
10p ordinary SWAP Decreasing Long 422 4.5410 GBP
10p ordinary SWAP Decreasing Long 461 4.5411 GBP
10p ordinary CFD Decreasing Long 560 4.5535 GBP
10p ordinary SWAP Decreasing Long 621 4.5409 GBP
10p ordinary SWAP Decreasing Long 2,141 4.5392 GBP
10p ordinary SWAP Decreasing Long 3,081 4.5400 GBP
10p ordinary CFD Decreasing Long 7,453 4.5447 GBP
10p ordinary SWAP Decreasing Short 305 4.5423 GBP
10p ordinary SWAP Decreasing Short 963 4.5518 GBP
10p ordinary SWAP Decreasing Short 1,694 4.5400 GBP
10p ordinary SWAP Decreasing Short 1,744 4.5409 GBP
10p ordinary SWAP Decreasing Short 1,789 4.5400 GBP
10p ordinary SWAP Decreasing Short 3,785 4.5367 GBP
10p ordinary SWAP Decreasing Short 6,020 4.5341 GBP
10p ordinary SWAP Decreasing Short 7,858 4.5367 GBP
10p ordinary SWAP Decreasing Short 8,160 4.5380 GBP
10p ordinary SWAP Decreasing Short 16,912 4.5377 GBP
10p ordinary SWAP Decreasing Short 66,594 4.5399 GBP
10p ordinary CFD Increasing Long 8,082 4.5291 GBP
10p ordinary SWAP Increasing Short 1 4.5370 GBP
10p ordinary SWAP Increasing Short 4 4.5350 GBP
10p ordinary SWAP Increasing Short 652 4.5333 GBP
10p ordinary SWAP Increasing Short 700 4.5350 GBP
10p ordinary SWAP Increasing Short 1,031 4.5345 GBP
10p ordinary SWAP Increasing Short 1,135 4.5329 GBP
10p ordinary SWAP Increasing Short 2,060 4.5400 GBP
10p ordinary SWAP Increasing Short 2,262 4.5438 GBP
10p ordinary SWAP Increasing Short 2,389 4.5407 GBP
10p ordinary SWAP Increasing Short 2,451 4.5376 GBP
10p ordinary SWAP Increasing Short 2,644 4.5552 GBP
10p ordinary SWAP Increasing Short 4,339 4.5372 GBP
10p ordinary SWAP Increasing Short 6,106 4.5483 GBP
10p ordinary SWAP Increasing Short 7,972 4.5551 GBP
10p ordinary SWAP Increasing Short 14,189 4.5464 GBP
10p ordinary SWAP Increasing Short 16,820 4.5393 GBP
10p ordinary SWAP Increasing Short 18,028 4.5450 GBP
10p ordinary SWAP Increasing Short 27,917 4.5474 GBP
10p ordinary SWAP Increasing Short 39,112 4.5353 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 02 May 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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