REG - Morgan Stanley & Co. Anglo American PLC - Form 8.5 (EPT/RI)- Replacement of Anglo American
16/05/2024 14:45
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RNS Number : 7788O Morgan Stanley & Co. Int'l plc 16 May 2024
AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form Anglo American plc
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 10 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-BHP Group Limited
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
USD 0.54945 ordinary PURCHASES 1,198,667 27.9550 GBP 26.6864 GBP
USD 0.54945 ordinary SALES 1,555,752 27.9925 GBP 27.6000 GBP
USD 0.54945 ordinary PURCHASES 1,454 32.4000 EUR 32.2200 EUR
USD 0.54945 ordinary SALES 2,723 32.4500 EUR 32.2200 EUR
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
USD 0.54945 ordinary CFD increasing a long position 249 27.6000 GBP
USD 0.54945 ordinary CFD increasing a long position 132 27.6918 GBP
USD 0.54945 ordinary CFD increasing a long position 38 27.7350 GBP
USD 0.54945 ordinary CFD increasing a long position 68 27.7530 GBP
USD 0.54945 ordinary CFD increasing a long position 666 27.7667 GBP
USD 0.54945 ordinary CFD increasing a long position 2,341 27.7726 GBP
USD 0.54945 ordinary CFD increasing a long position 266 27.7726 GBP
USD 0.54945 ordinary CFD increasing a long position 199 27.7904 GBP
USD 0.54945 ordinary CFD increasing a long position 153 27.7908 GBP
USD 0.54945 ordinary CFD increasing a long position 12,352 27.8322 GBP
USD 0.54945 ordinary CFD increasing a long position 1 32.2200 EUR
USD 0.54945 ordinary CFD increasing a long position 387 32.2933 EUR
USD 0.54945 ordinary CFD increasing a long position 48 32.4500 EUR
USD 0.54945 ordinary CFD increasing a long position 10,803 640.9882 ZAR
USD 0.54945 ordinary CFD increasing a long position 14,493 641.5050 ZAR
USD 0.54945 ordinary CFD increasing a long position 26,406 641.8343 ZAR
USD 0.54945 ordinary CFD increasing a short position 10,872 26.6864 GBP
USD 0.54945 ordinary CFD increasing a short position 56 27.6000 GBP
USD 0.54945 ordinary CFD increasing a short position 3,894 27.7350 GBP
USD 0.54945 ordinary CFD increasing a short position 84 27.7350 GBP
USD 0.54945 ordinary CFD increasing a short position 1,190 27.7551 GBP
USD 0.54945 ordinary CFD increasing a short position 47,144 27.7569 GBP
USD 0.54945 ordinary CFD increasing a short position 5,268 27.7919 GBP
USD 0.54945 ordinary CFD increasing a short position 1,370 27.8045 GBP
USD 0.54945 ordinary CFD increasing a short position 903 27.8213 GBP
USD 0.54945 ordinary CFD increasing a short position 37,378 27.8226 GBP
USD 0.54945 ordinary CFD increasing a short position 2,189 27.8475 GBP
USD 0.54945 ordinary CFD increasing a short position 33,603 27.8514 GBP
USD 0.54945 ordinary CFD increasing a short position 4,163 27.8514 GBP
USD 0.54945 ordinary CFD increasing a short position 1,574 27.8514 GBP
USD 0.54945 ordinary CFD increasing a short position 1,762 27.8514 GBP
USD 0.54945 ordinary CFD increasing a short position 3,954 27.8514 GBP
USD 0.54945 ordinary CFD increasing a short position 80,786 27.8514 GBP
USD 0.54945 ordinary CFD increasing a short position 271 27.8652 GBP
USD 0.54945 ordinary CFD increasing a short position 143,265 27.9375 GBP
USD 0.54945 ordinary CFD increasing a short position 5 32.2200 EUR
USD 0.54945 ordinary CFD increasing a short position 1,219 32.4000 EUR
USD 0.54945 ordinary CFD increasing a short position 10,803 640.9882 ZAR
USD 0.54945 ordinary CFD increasing a short position 2,913 641.3940 ZAR
USD 0.54945 ordinary CFD increasing a short position 12,019 641.7239 ZAR
USD 0.54945 ordinary CFD increasing a short position 1,150 641.8698 ZAR
USD 0.54945 ordinary CFD increasing a short position 10,324 642.0830 ZAR
USD 0.54945 ordinary CFD reducing a long position 666 27.7348 GBP
USD 0.54945 ordinary CFD reducing a long position 376 27.7350 GBP
USD 0.54945 ordinary CFD reducing a long position 196 27.7350 GBP
USD 0.54945 ordinary CFD reducing a long position 191 27.7377 GBP
USD 0.54945 ordinary CFD reducing a long position 4,083 27.7436 GBP
USD 0.54945 ordinary CFD reducing a long position 77 27.7633 GBP
USD 0.54945 ordinary CFD reducing a long position 6,768 27.7694 GBP
USD 0.54945 ordinary CFD reducing a long position 8,758 27.7698 GBP
USD 0.54945 ordinary CFD reducing a long position 529 27.7714 GBP
USD 0.54945 ordinary CFD reducing a long position 279 27.7768 GBP
USD 0.54945 ordinary CFD reducing a long position 12 27.7802 GBP
USD 0.54945 ordinary CFD reducing a long position 54 27.7849 GBP
USD 0.54945 ordinary CFD reducing a long position 7,347 27.7881 GBP
USD 0.54945 ordinary CFD reducing a long position 2,184 27.7889 GBP
USD 0.54945 ordinary CFD reducing a long position 2,642 27.7889 GBP
USD 0.54945 ordinary CFD reducing a long position 508 27.7908 GBP
USD 0.54945 ordinary CFD reducing a long position 8,997 27.7919 GBP
USD 0.54945 ordinary CFD reducing a long position 8,210 27.8038 GBP
USD 0.54945 ordinary CFD reducing a long position 25,548 27.8038 GBP
USD 0.54945 ordinary CFD reducing a long position 241 27.8040 GBP
USD 0.54945 ordinary CFD reducing a long position 1,222 27.8095 GBP
USD 0.54945 ordinary CFD reducing a long position 501 27.8144 GBP
USD 0.54945 ordinary CFD reducing a long position 12,352 27.8178 GBP
USD 0.54945 ordinary CFD reducing a long position 1,386 27.8200 GBP
USD 0.54945 ordinary CFD reducing a long position 233 27.8226 GBP
USD 0.54945 ordinary CFD reducing a long position 257 27.8301 GBP
USD 0.54945 ordinary CFD reducing a long position 153 27.8358 GBP
USD 0.54945 ordinary CFD reducing a long position 28 27.8388 GBP
USD 0.54945 ordinary CFD reducing a long position 593 27.8412 GBP
USD 0.54945 ordinary CFD reducing a long position 12 27.8491 GBP
USD 0.54945 ordinary CFD reducing a long position 250 27.8497 GBP
USD 0.54945 ordinary CFD reducing a long position 3,872 27.8524 GBP
USD 0.54945 ordinary CFD reducing a long position 542 27.8568 GBP
USD 0.54945 ordinary CFD reducing a long position 205 27.8652 GBP
USD 0.54945 ordinary CFD reducing a long position 495 27.8810 GBP
USD 0.54945 ordinary CFD reducing a long position 339 27.8918 GBP
USD 0.54945 ordinary CFD reducing a long position 15 27.8945 GBP
USD 0.54945 ordinary CFD reducing a long position 79 27.9047 GBP
USD 0.54945 ordinary CFD reducing a long position 67 27.9069 GBP
USD 0.54945 ordinary CFD reducing a long position 12 32.2200 EUR
USD 0.54945 ordinary CFD reducing a long position 1 32.3500 EUR
USD 0.54945 ordinary CFD reducing a long position 193 32.4000 EUR
USD 0.54945 ordinary CFD reducing a long position 1,999 641.0000 ZAR
USD 0.54945 ordinary CFD reducing a long position 56 641.2375 ZAR
USD 0.54945 ordinary CFD reducing a long position 270 641.6983 ZAR
USD 0.54945 ordinary CFD reducing a long position 26,332 642.1443 ZAR
USD 0.54945 ordinary CFD reducing a short position 700 27.7020 GBP
USD 0.54945 ordinary CFD reducing a short position 389 27.7350 GBP
USD 0.54945 ordinary CFD reducing a short position 2,035 27.7350 GBP
USD 0.54945 ordinary CFD reducing a short position 11,295 27.7397 GBP
USD 0.54945 ordinary CFD reducing a short position 20,241 27.7397 GBP
USD 0.54945 ordinary CFD reducing a short position 82,564 27.7397 GBP
USD 0.54945 ordinary CFD reducing a short position 19 27.7416 GBP
USD 0.54945 ordinary CFD reducing a short position 13,783 27.7456 GBP
USD 0.54945 ordinary CFD reducing a short position 20,000 27.7881 GBP
USD 0.54945 ordinary CFD reducing a short position 303 27.8176 GBP
USD 0.54945 ordinary CFD reducing a short position 36,136 27.8216 GBP
USD 0.54945 ordinary CFD reducing a short position 844 27.8272 GBP
USD 0.54945 ordinary CFD reducing a short position 1,247 27.8385 GBP
USD 0.54945 ordinary CFD reducing a short position 1,083 27.8408 GBP
USD 0.54945 ordinary CFD reducing a short position 13,985 27.8494 GBP
USD 0.54945 ordinary CFD reducing a short position 41,955 27.8494 GBP
USD 0.54945 ordinary CFD reducing a short position 2,000 27.9065 GBP
USD 0.54945 ordinary CFD reducing a short position 5 32.2200 EUR
USD 0.54945 ordinary CFD reducing a short position 2,258 32.2933 EUR
USD 0.54945 ordinary CFD reducing a short position 1,999 641.0000 ZAR
USD 0.54945 ordinary CFD reducing a short position 56 641.2375 ZAR
USD 0.54945 ordinary CFD reducing a short position 11,824 641.6852 ZAR
USD 0.54945 ordinary CFD reducing a short position 270 641.6963 ZAR
USD 0.54945 ordinary CFD reducing a short position 832 642.3781 ZAR
USD 0.54945 ordinary CFD reducing a short position 1,841 642.4187 ZAR
USD 0.54945 ordinary CFD reducing a short position 11,835 642.5438 ZAR
USD 0.54945 ordinary Constant Leverage Certificate (X5) LONG 1,000 0.3900 EUR
USD 0.54945 ordinary Constant Leverage Certificate (X8) LONG 30 44.7000 EUR
USD 0.54945 ordinary Open End Knock out Warrant (23) (ISIN LONG 550 5.7100 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
N/A N/A N/A N/A N/A
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 16 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
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