REG - Morgan Stanley & Co. BHP Group Limited - Form 8.5 (EPT/RI)- Replacement of BHP Group
17/05/2024 14:00
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20240515:nRSO7736Oa&default-theme=true
RNS Number : 9580O Morgan Stanley & Co. Int'l plc 17 May 2024
AMENDMENT(2(a), 2(b))
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED
INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley & Co. International plc
(b) Name of offeror/offeree in relation to whose relevant securities this form BHP Group Limited
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Anglo American plc
connected:
(d) Date dealing undertaken: 14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader YES-Anglo American plc
making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received
ADR PURCHASES 2,846 59.3800 USD 58.4450 USD
ADR SALES 2,846 59.3800 USD 58.4450 USD
Ordinary NPV SALES 617,840 23.7000 GBP 22.7000 GBP
Ordinary NPV PURCHASES 577,899 23.7100 GBP 22.7000 GBP
Ordinary NPV PURCHASES 80,000 28.4833 USD 28.4833 USD
Ordinary NPV SALES 130,400 29.4593 USD 28.4933 USD
Ordinary NPV PURCHASES 159,691 43.4094 AUD 43.0755 AUD
Ordinary NPV SALES 211,900 43.4920 AUD 39.2549 AUD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
ADR CFD increasing a short position 2,102 59.1126 USD
ADR CFD reducing a short position 2,102 58.6244 USD
Ordinary NPV CFD increasing a long position 80,000 22.7486 GBP
Ordinary NPV CFD increasing a long position 124 23.3271 GBP
Ordinary NPV CFD increasing a long position 466 23.3271 GBP
Ordinary NPV CFD increasing a long position 292 23.3271 GBP
Ordinary NPV CFD increasing a long position 92 23.3271 GBP
Ordinary NPV CFD increasing a long position 2,373 23.3271 GBP
Ordinary NPV CFD increasing a long position 9,504 23.3271 GBP
Ordinary NPV CFD increasing a long position 4,824 23.3700 GBP
Ordinary NPV CFD increasing a long position 6,168 23.3819 GBP
Ordinary NPV CFD increasing a long position 15,893 23.4236 GBP
Ordinary NPV CFD increasing a long position 4,204 23.5017 GBP
Ordinary NPV CFD increasing a long position 1 23.5548 GBP
Ordinary NPV CFD increasing a long position 633 43.1172 AUD
Ordinary NPV CFD increasing a long position 184 43.1442 AUD
Ordinary NPV CFD increasing a long position 122 43.1442 AUD
Ordinary NPV CFD increasing a long position 25,200 43.1795 AUD
Ordinary NPV CFD increasing a long position 42,568 541.6535 ZAR
Ordinary NPV CFD increasing a long position 36,133 541.7074 ZAR
Ordinary NPV CFD increasing a long position 2,444 542.3126 ZAR
Ordinary NPV CFD increasing a long position 8,549 542.3467 ZAR
Ordinary NPV CFD increasing a long position 6,970 543.4470 ZAR
Ordinary NPV CFD increasing a long position 620 543.5221 ZAR
Ordinary NPV CFD increasing a short position 3,624 23.2378 GBP
Ordinary NPV CFD increasing a short position 91 23.2700 GBP
Ordinary NPV CFD increasing a short position 3,415 23.2800 GBP
Ordinary NPV CFD increasing a short position 4,204 23.2848 GBP
Ordinary NPV CFD increasing a short position 61,718 23.3622 GBP
Ordinary NPV CFD increasing a short position 9,600 43.1368 AUD
Ordinary NPV CFD increasing a short position 2,100 43.1368 AUD
Ordinary NPV CFD increasing a short position 3,182 43.1466 AUD
Ordinary NPV CFD increasing a short position 80,000 43.1500 AUD
Ordinary NPV CFD increasing a short position 184 43.1500 AUD
Ordinary NPV CFD increasing a short position 3,894 43.1694 AUD
Ordinary NPV CFD increasing a short position 25,000 43.2218 AUD
Ordinary NPV CFD increasing a short position 27,084 541.1060 ZAR
Ordinary NPV CFD increasing a short position 32,548 541.7074 ZAR
Ordinary NPV CFD reducing a long position 815 22.9564 GBP
Ordinary NPV CFD reducing a long position 321 22.9564 GBP
Ordinary NPV CFD reducing a long position 16,632 22.9564 GBP
Ordinary NPV CFD reducing a long position 6,146 22.9564 GBP
Ordinary NPV CFD reducing a long position 761 22.9564 GBP
Ordinary NPV CFD reducing a long position 279 22.9564 GBP
Ordinary NPV CFD reducing a long position 62,610 23.2744 GBP
Ordinary NPV CFD reducing a long position 198 23.2800 GBP
Ordinary NPV CFD reducing a long position 2,819 23.2800 GBP
Ordinary NPV CFD reducing a long position 4,204 23.2848 GBP
Ordinary NPV CFD reducing a long position 4,164 23.3492 GBP
Ordinary NPV CFD reducing a long position 14,500 23.4023 GBP
Ordinary NPV CFD reducing a long position 1,106 23.5077 GBP
Ordinary NPV CFD reducing a long position 3,002 43.1000 AUD
Ordinary NPV CFD reducing a long position 670 43.1159 AUD
Ordinary NPV CFD reducing a long position 589 43.1298 AUD
Ordinary NPV CFD reducing a long position 38 43.1311 AUD
Ordinary NPV CFD reducing a long position 1,066 43.1342 AUD
Ordinary NPV CFD reducing a long position 1,496 43.1342 AUD
Ordinary NPV CFD reducing a long position 7,966 43.1342 AUD
Ordinary NPV CFD reducing a long position 38 43.1442 AUD
Ordinary NPV CFD reducing a long position 2,528 529.1925 ZAR
Ordinary NPV CFD reducing a long position 3,585 541.7074 ZAR
Ordinary NPV CFD reducing a long position 2,444 542.3113 ZAR
Ordinary NPV CFD reducing a long position 41,097 542.3467 ZAR
Ordinary NPV CFD reducing a long position 516 543.2922 ZAR
Ordinary NPV CFD reducing a long position 620 543.5221 ZAR
Ordinary NPV CFD reducing a long position 12,956 545.2295 ZAR
Ordinary NPV CFD reducing a short position 34 22.9699 GBP
Ordinary NPV CFD reducing a short position 39 23.1799 GBP
Ordinary NPV CFD reducing a short position 5 23.2700 GBP
Ordinary NPV CFD reducing a short position 43,248 23.2800 GBP
Ordinary NPV CFD reducing a short position 91 23.2877 GBP
Ordinary NPV CFD reducing a short position 11,099 23.2958 GBP
Ordinary NPV CFD reducing a short position 48,021 23.2958 GBP
Ordinary NPV CFD reducing a short position 6,372 23.2958 GBP
Ordinary NPV CFD reducing a short position 51,867 23.3739 GBP
Ordinary NPV CFD reducing a short position 12 23.4100 GBP
Ordinary NPV CFD reducing a short position 11,028 23.4321 GBP
Ordinary NPV CFD reducing a short position 25,200 23.4579 GBP
Ordinary NPV CFD reducing a short position 300 23.4715 GBP
Ordinary NPV CFD reducing a short position 4,204 23.5017 GBP
Ordinary NPV CFD reducing a short position 9 23.5806 GBP
Ordinary NPV CFD reducing a short position 239 43.0958 AUD
Ordinary NPV CFD reducing a short position 2,269 43.1000 AUD
Ordinary NPV CFD reducing a short position 46 43.1005 AUD
Ordinary NPV CFD reducing a short position 69 43.1007 AUD
Ordinary NPV CFD reducing a short position 96,697 43.1230 AUD
Ordinary NPV CFD reducing a short position 244 43.1283 AUD
Ordinary NPV CFD reducing a short position 2,138 43.1283 AUD
Ordinary NPV CFD reducing a short position 19,378 43.1339 AUD
Ordinary NPV CFD reducing a short position 96 43.1442 AUD
Ordinary NPV CFD reducing a short position 64 43.1442 AUD
Ordinary NPV CFD reducing a short position 596 43.1500 AUD
Ordinary NPV CFD reducing a short position 230 43.1500 AUD
Ordinary NPV CFD reducing a short position 954 43.1620 AUD
Ordinary NPV CFD reducing a short position 1,432 43.1620 AUD
Ordinary NPV CFD reducing a short position 32,548 542.3467 ZAR
Ordinary NPV CFD reducing a short position 516 543.2922 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
N/A N/A N/A N/A N/A N/A N/A N/A
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
Ordinary NPV Short Call Exercised against 180 40.5174 AUD
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
N/A N/A N/A N/A
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If
there are no such agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 17 May 2024
Contact name: Craig Horsley
Telephone number: +44 141 245-7736
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation
to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk) .
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
or visit
www.rns.com (http://www.rns.com/)
.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
. END FERSFEFEWELSELIRecent news on Morgan Stanley
See all newsREG - Deliveroo PLC Morgan Stanley - Holding(s) in Company
AnnouncementREG - Stock Exch Notice - Admission to ISM - 10/06/2024
AnnouncementREG - Morgan Stanley & Co. Barratt Developments - Form 8.5 (EPT/RI)- Replacement of Barratt
AnnouncementREG - Saudi Arabian Oil Co - Pricing Announcement
AnnouncementREG - Deliveroo PLC Morgan Stanley - Holding(s) in Company
Announcement